Innate Immunity and
Rheumatoid Arthritis
Angelica Gierut, MD, Harris Perlman, PhD, Richard M. Pope, MD*
Although environmental insults such as smoking have been implicated in the initiation
of rheumatoid arthritis (RA) in patients who express the shared epitope, the understanding of the role of innate immunity in the pathogenesis of this disease is also
expanding. The clinical picture of pain, stiffness, swelling, and joint destruction seen
in RA is a result of chronic inflammation of the synovium, characterized by interactions
of fibroblast-like synoviocytes with cells of the innate immune system, including
macrophages, dendritic cells (DCs), mast cells, and natural killer (NK) cells, as well
as cells of the adaptive immune system, B and T lymphocytes.1 Also present are
immune complexes; proteins of the complement system; autocrine- and paracrineacting cytokines; as well as chemokines that have inflammatory, homeostatic, and
even antiinflammatory properties.2 As knowledge of the complexities of RA grows,
gaps in the understanding of its pathogenesis are filled and new potential therapeutic
targets are uncovered.
The best-known function of the innate immune system is the initial recognition of
microbial pathogens. On encounter with nonself, primarily by macrophages and
DCs via membrane-bound or intracellular pattern-recognition receptors (PRRs), cells
of the innate system become activated, leading to the production of inflammatory
cytokines and chemokines. Effector cells and molecules of the innate system are
recruited locally, and if unable to overcome the pathogen alone, macrophages and
DCs travel to local lymphoid tissues where processed antigens are presented by major
histocompatibility complex (MHC) molecules to naive T cells, thus initiating an adaptive response complete with lasting immunologic memory. On clearance of the
organism, with the help of opposing antiinflammatory mediators, the inflammatory
response is terminated.3 In RA, however, ‘‘self’’ is either the primary target or an innocent bystander that then becomes the focus of attack. In RA, there is abundant
evidence that the innate immune system is persistently activated, as evidenced by
the continual expression of macrophage-derived cytokines, such as tumor necrosis
This work is supported by grants from the National Institutes of Health: AR050250, AI067590,
AR054796 to HP and AR049217 to RMP.
Division of Rheumatology, Department of Medicine, Feinberg School of Medicine, Northwestern University, 240 East Huron Street, McGaw M300, Chicago, IL 60611, USA
* Corresponding author.
E-mail address: rmp158@northwestern.edu
KEYWORDS
Macrophage Fibroblast Receptor
Rheum Dis Clin N Am 36 (2010) 271–296
doi:10.1016/j.rdc.2010.03.004 rheumatic.theclinics.com
0889-857X/10/$ – see front matter. Published by Elsevier Inc.
factor a (TNF-a), interleukin (IL) 1, and IL-6. As the understanding of the innate immune
system in RA continues to expand, enticing targets for new therapeutic interventions
continue to be identified. This article focuses on cells of myelomonocytic origin, their
receptors, and factors that interact with them.
MONOCYTES AND MACROPHAGES
Background and Role in RA
Macrophages, together with osteoclasts and myeloid DCs, are derived from myelomonocytic origins and are key cellular components of the innate immune system.
Macrophages differentiate from circulating monocytes and have primary roles in
tissues as phagocytes of invading pathogens and as scavengers of apoptotic debris.
In addition, macrophage activation results in the expression of chemokines and cytokines, such as TNF-a and IL-1b, that helps to attract other cells and proteins to the
sites of inflammation.3 The central role of macrophages in RA pathogenesis is supported by the fact that conventional therapies, including methotrexate and cytokine
inhibitors, act to decrease the production of cytokines that are produced primarily
by macrophages.4 Indeed, a correlation has been found between synovial macrophage infiltration and subsequent radiographic joint destruction.5 A remarkable fact
is that a reduction in the number of sublining macrophages in RA synovial tissue
has been shown to strongly correlate with the degree of clinical improvement, regardless of the type of therapy chosen.6 In addition to local effects of macrophages in the
synovial tissue, systemic consequences of macrophage-mediated inflammation in RA
may be manifested by damage to other areas such as the subendothelial space where
macrophages become foam cells contributing to atherosclerotic plaques.7
Mechanisms for Increased Macrophage Number in RA Tissue
Possible mechanisms for the increased number of macrophages in diseased tissue
include increased chemotaxis8,9 and reduced emigration.10 Some studies also
suggest local proliferation of macrophages in areas of inflammation.11–14 Decreased
apoptosis may also contribute to the accumulation of macrophages in the RA joint.
Several studies have shown that induction of synoviocyte apoptosis in animal models
of inflammatory arthritis ameliorates joint inflammation and joint destruction.15 In both
experimental arthritis and synovial tissue from patients with RA, reduced expression of
the proapoptotic Bcl-2 family member, Bim, was seen in macrophages and corresponded to the increased expression of IL-1b by macrophages. Furthermore, administration of a Bim mimetic dramatically reduced the incidence of arthritis and
successfully ameliorated established arthritis in mice.16 This result suggests that
therapies that restore the homeostasis between survival and cell death of RA
macrophages may be successful in ameliorating arthritis in patients.
Heterogeneity of Monocyte and Macrophage Populations
Within monocyte and macrophage populations, there is a great deal of heterogeneity.
For example, 2 human monocyte populations have been defined based on their
surface marker expression: the CD141CD16 and the CD14lowCD161 subsets.17
CD16 is a receptor for immunoglobulin (Ig) G, FcgIIIA, which binds to IgG-containing
immune complexes (see later discussion). The number of CD14lowCD161 monocytes
is elevated in RA peripheral blood, and CD14lowCD161 macrophages are enriched in
RA synovial tissue.18 CD14lowCD161 monocytes produce more TNF-a in response to
the microbial toll-like receptor (TLR) 4 ligand lipopolysaccharide (LPS) compared with
the CD141CD16 subset.19,20 These observations suggest that the proinflammatory
272 Gierut et al
CD14lowCD161 monocytes migrate to the RA joint and become highly responsive
macrophages. However, CD141CD16 monocytes also express the chemokine
receptor (CCR) 2, which binds monocyte chemotactic protein 1, and thereby
promotes monocyte migration to the site of inflammation. Because the RA joint is
rich in this chemokine, it is possible that CD141CD16 and CCR21 monocytes are
recruited to the joint where CD16 expression is then induced. Nonetheless, because
monocytes migrate from the peripheral blood into RA synovial tissue, identification
of circulating monocyte subpopulations may be an extremely useful clinical tool for
tracking disease activity and for identifying additional therapeutic targets.20–22
In addition, diversity in activation states of macrophages has been found.23 In
general, macrophages exhibiting a more inflammatory phenotype have been named
M1, or classically activated macrophages, whereas those that trend toward a more
antiinflammatory and repair role are known as M2, or alternatively activated macrophages.23 Most macrophages in the RA joint express proinflammatory cytokines
and are thus most consistent with classically activated macrophages. Therapies
that promote the balance in favor of an M2 phenotype may be useful in RA.8
Therapies Targeting Macrophages
Conventional therapies such as prednisone, methotrexate, leflunomide, sulfasalazine,
and TNF-a inhibitors have been shown to decrease the number of CD681 macrophages in the synovial sublining.24 Another study of synovial tissue response to rituximab found a significant reduction in the number of sublining macrophages at 16
weeks, providing evidence for synovial tissue sublining macrophage reduction after
B-cell depletion therapy in RA as well.25 Furthermore, a reduction in the number of
synovial sublining macrophages correlated clinically with the improvement of the
values of disease activity score (DAS) 28, suggesting an association between sublining
CD681 macrophages and therapeutic efficacy.24 The positive correlation between the
change in RA clinical activity and CD68 expression in the synovial sublining has been
independently confirmed.26
Specifically, targeting activated macrophages at sites of inflammation would be
a way of circumventing the potential untoward effects of systemic macrophage depletion. The bisphosphonate clodronate, encapsulated within liposomes, has been used
to specifically deplete macrophages. After injecting rats intraperitoneally with streptococcal cell-wall (SCW) fragments to induce arthritis, intravenous (IV) liposomal clodronate suppressed the development of chronic arthritis for up to 26 days after
treatment. Treatment was also associated with the depletion of synovial and hepatic,
but not splenic, macrophages, as well as a reduction in articular IL-1b, IL-6, TNF-a,
and matrix metallopeptidase (MMP) 9 levels.27 Similarly, in the K/B N serum transfer
model of arthritis, where spontaneously produced anti–glucose phosphate isomerase
(GPI) antibodies from a K/B N mouse are injected into a naive host, treatment with
liposomal clodronate before serum transfer caused depletion of macrophages in the